Mrs. Waree Kaewjinda During 31 July to 20 August 2019, Mrs. Waree Kaewjinda aided or abetted Mr. Viboon Wadcharasurang, who knew or possessed the inside information about DCC make a tender offer
Miss Pasita Leesakul Miss Pasita Leesakul knew or possessed negative substantial inside information about TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC)’s 2018 performance which would significantly
Miss Rewadee Ardharn Miss Rewadee Ardharn, while being Senior Accounting Manager of TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC), knew or possessed negative substantial inside information about
Mrs. Ariya Sujarittham Mrs. Ariya Sujarittham knew or possessed negative substantial inside information about TRC CONSTRUCTION PUBLIC COMPANY LIMITED (TRC)’s 2018 performance which would
Mr. Saravoot Somwattana Mr. Saravoot Somwattana knew or possessed positive substantial inside information about Nirvana Development Public Company Limited (NVD) Q4/2021 performance which would be
MRS. TEO LEE NGO MRS. TEO LEE NGO is legally presumed to have knowledge or possession of inside information about AAPICO Hitech Public Company Limited (AH) performance for Q3/2022 which would be
person. And shall not disclose inside information for any personal gain. Clause 13. Securities company shall make an affirmation on securities trading to their counter trader in writing in due time after
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
foncier companies; (Translation) -2- (5) insurance companies; (6) juristic persons but not include any juristic person as prescribed in (8); (7) international financial institutions; (8) government agencies
flow of receipts in accordance with the rules specified by the SEC. “originator” means a person that transfers or will transfer an asset to or places or will place an asset with https://www.sec.or.th/EN