) Extending the time period for commencing the operation of the business from 180 days to 270 days from the date of obtaining the license. Under the proposed rule, the licensee could apply for an extension of
types of license applicants across all categories of licenses. Additionally, the SEC has revised related regulations. For example, the timeframe for commencing business operations has been extended from
regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service
will not accept his re-application for approval as capital market personnel until the lapse of ten year period commencing from November 14, 2014. Earlier, the SEC had imposed criminal sanction on Nakul?s
: ............................................................................................................................... 2. Starting Date of Operation: ............................................................................................................ 3. Details of the Company: 3.1 Scope of operation of the
within 30 days, starting from 24 February 2025, and disclose the special audit report through SETLink as well.
youngsters’ knowledge on savings and financial disciplines and cultivate a personal finance ability as a life skill, starting from young ages to grow a strong saving habit in adulthood.
through the ORAP system, which has recently been updated. The extended submission period will take effect, starting from the 2024 renewal cycle onwards. Generally, the SEC reviews each application
of securities and futures contracts for a period of four days, starting from 8 April 2025, Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), said: “This