Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business   

List of head of Compliance Please wait... List of head of Compliance   No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage

.  In addition, inception of mutual funds for non-retail (MF for non-retail) will no longer be permitted to avoid repetition of mutual funds for accredited investors, selling units to institutional and

SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-3

,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-2 OTO Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG

CHETCHOTISAK, Mr. CHOT CHETCHOTISAK, บริษัท เชษฐโชติ โฮลดิ้งส์ จำกัด Commencement of status of a concert party Stock 62.4513 0 62.4513 08/03/2023 62.4513 0 62.4513 The acquirer will make a tender offer

business day of the year wherein the approval will expire, and (2) require the business operator to submit an application, notify the commencement and termination of duty performance, and renew the

DLT to increase the efficiency in working with their business partners, and also create new incomes opportunities. This initiation of Thai  capital market will create the competitiveness.”Baker

approval of private fund custodian; □ 3.2 For approval of private fund custodian and requesting for the permission to commence the business, which the commencement date will be……………………… □ 3.3 For renewal of

application □ 3.1 For approval of private fund custodian; □ 3.2 For approval of private fund custodian and requesting for the permission to commence the business, which the commencement date will be