. SorKhor. 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009, the SEC suspended {A} for three months from June 17, 2010 and reprimanded {B}. The SEC also recorded their
of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. In this case, the SEC disclosed inappropriate behavior from May 7, 2014 and suspended {A
. Accordingly, the SEC suspended Wiroj for one month as the approved securities investment consultant, effective from January 24, 2014.
suspended {A} for one month as the approved securities investment consultant, effective from January 24, 2014.
media interview, of additional information beyond what appears in the filing of CHEWA initial public offering. The cooling period of the IPO, as a result, has been suspended due to the inconsistent
Perform Duty of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} and {B} from performing duties of investment consultant for six months. Taking into
: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {A} from duty as an approved securities
Investment Advice dated January 18, 2012. Accordingly, the SEC suspended {A} for two months and {B} for one month from their duties as the approved securities investment consultants.
Baht. However, the imprisonment is suspended for a term of 2 years. DAB Act S.26 and Section 86 of Penal Code Criminal Complaint Filed with an Inquiry Official Dated 08/04/2022