except that such person holds the position of director of the management company; (3) the appointee shall not hold any other position in the management company except where such position has either of the
1 year during a period of 3 years prior to the application date. - ( Except having passed the CISA Level 1 3 the Certified Investment and Securities Analyst (CISA) Level 2 or higher, the Chartered
experience in Thailand or foreign countries for a total period of not less than 1 year during a period of 3 years prior to the application date. - Except having passed the CISA Level 1 3 the Certified
’ right to receive dividend due to the Company confirms to omit the dividend payment. In addition, the Company confirms to remain the agenda meeting stated on the previous schedule except one agenda of
remedy the emergency situation related to security; re: to prohibit the people gathering, carrying out activity and conspiracy concerning the risk to spread the disease in the country except the family
Structured Notes, except for the structured notes which have the following characteristics shall be under this notification; (a) the issuer of the structured notes has callable option the structured notes or
2009 except Clause 5(5) and Clause 6 which shall come into force as from 16 February 2010. Notified this 28 th day of October 2009. - Signature - (Vijit Supinit)) Chairman Securities and Exchange
licenses: (1) all types of securities business license except the followings: (a) debt securities brokerage; (b) securities borrowing and lending business. (2)2 licenses for providing securities registrar
must procure securities in order to enable a loan to be made to such customer or procure a source for borrowing securities for such customer, except where the customer is an institution customer which