Bangkok, October 28, 2014 - The SEC revealed that the Settlement Committee imposed a fine of 768,925 baht on {A} for manipulating share price of Sahaviriya Steel Industries Plc. (SSI).With the
region with foreign investment funds as well as using mutual funds to help solve a lack of savings. Vorapol Socatiyanurak, SEC Secretary-General revealed after the last quarterly meeting of 2014 with the
Bangkok, February 13, 2012 - The SEC is keeping close watch on the blacklist to be announced next week by Financial Action Task Force on Money Laundering (FATF), revealed SEC Secretary-General
Bangkok, November 27, 2013 - The SEC revealed that the Settlement Committee imposed a total fine of 10,488,534.01 baht on {A} for using inside information to purchase {X1} Plc. shares; as well as {B
funds in Saudi Arabia to present information on growth, opportunities, and strengths in businesses related to tourism, hospitals, and alternative energy, which are areas of significant investment interest
system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and
management companies.Now, SEC has drafted regulations covering various topics, such as that investment management companies must present multiple investment policies, which must also be in conformity to the
management companies. Now, SEC has drafted regulations covering various topics, such as that investment management companies must present multiple investment policies, which must also be in conformity to
. (“Company”) had submitted the financial statement for the three-month period ended March 31, 2017 which revealed that the company’s statement result of operations with net profit of 41.85 million baht
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the