person who has a relationship with a director, an executive, a major shareholder or a controlling person of a securities underwriter in the following manners: (a) a spouse or a minor child of such person
relationship with a director, an executive, a major shareholder or a controlling person of a securities underwriter in the following manners: (a) a spouse or a minor child of such person; (b) an individual or a
(2) as the case may be. For the purpose of Paragraph 1, the term “senior management” means manager, assistant manager, or a person whose position is in the same level as the aforesaid position but is
or email: slil@sec.or.th, or Ms. Sireethorn Civilize, Assistant Director, at Tel: 0-2263-6246 or email: sireetho@sec.or.th. Yours Sincerely, -signature- (Mrs. Sureerut Suradecha) Director of the
. Sireethorn Civilize, Assistant Director, at Tel: 0-2263-6246 or email: sireetho@sec.or.th . Yours Sincerely, -signature- (Mrs. Sureerut Suradecha) Director of the Investment Management Department For Secretary
แพลตฟอร์ม ดังนั้น จึงควรกำกับดูแลที่ตัวกลางภายใต้กฎเกณฑ์ที่มีอยู่เป็นหลัก ด้าน Mr. Lim Tuang Lee ประธาน IOSCO Board-level Fintech Taskforce และ Assistant Managing Director (Capital Markets) ของ Monetary
informed accordingly. Yours sincerely, Forth Smart Service Public Company Limited (Narongsak Lertsuptavee) Assistant managing director
encouraging other ASEAN countries in joining the Framework and in promoting cross-border offerings of ASEAN Funds.”Mr Lim Tuang Lee, Assistant Managing Director (Capital Markets), MAS, said “SEC Philippines