The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well
characteristics of a publicly held company?s director and executive. Previously, both persons were named in the criminal complaints for manipulating the share prices of Metro Star Property Plc. (METRO), Thai Unique
Chief Executive Officer and BFIT Vice President. He solicited the person to purchase BSEC shares during 23 December 2010 ? 6 January 2011 before such information became public on 18 January 2011.Sakorn?s
, as part of the charge.The prosecution has resulted in the aforesaid persons unqualified for holding the positions of director or executive of any issuing or listed company while they are under legal
ตลาดทุนของทั้งสองประเทศMr. Ian Johnston, Chief Executive, DFSA กล่าวว่า “ด้วยพัฒนาการในภาคบริการทางการเงินเกิดขึ้นอย่างรวดเร็ว หน่วยงานกำกับดูแลจึงจำเป็นต้องให้ความสำคัญกับการแลกเปลี่ยนความรู้ระหว่าง
positive non-public information material to PLE share price. As PLE?s chairman of the board, chairman of executive committee, and chairman of foreign debt collection committee, he learnt of the information
connection, Yongyuth and Vorapin are deemed as having untrustworthy characteristics of a publicly held company director and executive throughout the criminal proceeding period. On criminal proceedings, they
, namely (1) Ratchasak, Chairman and Chief Executive Officer, (2) Phongsak, Deputy Managing Director-Finance and Accounting, and (3) Siriporn, Business Development Director. They were found permitting or
accounts preparers and chief executive officers (CEO) of listed companies. This joint effort would further enhance public confidence in the capital market.?The SEC will focus on enhancing the level of
persons and general investors applies the same rules. In addition, the issuing companies must ensure that subscribers through any channels such as website or telephone, obtain executive summary or factsheet