provider shall be monitored and reviewed regularly, at least an immediate review shall be done when any circumstance occurs which may affect the qualifications or prohibited characteristics of the service
shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
clients. In this regard, such documents shall be made readily available for immediate use or verification by the management company, and shall be made available for the SEC Office’s inspection upon request
Clause 27 in a manner that it is readily available for immediate request or inspection by the SEC Office, and shall maintain such documentation for at least five years from the date of the closing of the
derivatives broker shall maintain complete documentation with respect to the undertakings in Clause 20, Clause 21, and Clause 27 in a manner that it is readily available for immediate request or inspection by
immediate use or verification by the management company, and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office deems appropriate, a management company