benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market
profile. This would allow them to have sufficient assets to meet their needs for long-term living. Besides the existing channels for financial products distribution, the SEC has initiated a new license
percent because in the second quarter of 2016, the Company recorded the one- time profit generated from the sales of the investment funds in HD Distributor (Thailand) Co., Ltd. in the amount to THB 84.5
1 Information Memorandum Regarding the Acquisition and Disposal of Assets The Board of Directors meeting of Cal-Comp Electronics (Thailand) Company Limited (“CCET” or “Company”) No. 3/2020 held on
(3.9)% Net interest income 16,568 16,277 15,596 1.8% 6.2% 32,845 31,629 3.8% Yield on earning assets 3.66% 3.70% 3.72% (0.04)% (0.06)% 3.68% 3.79% (0.11)% Cost of funds 1.54% 1.54% 1.64% - (0.10)% 1.54
custody of customers’ assets. (b) Undertaking derivatives business in the category of derivatives fund manager providing services for general investors. (4) ten million baht for undertaking derivatives
Companies For Personnels (FM/IC/IP/Analyst) Digital Assets For Business Operators SEC News see more > 09/08/2024 | No 165 / 2024 SEC launches Digital Asset Regulatory Sandbox on https://www.sec.or.th/EN/Pages
Funds between Hong Kong Special Administrati in virtual assets such as digital tokens5, virtual commodities and crypto assets6 and engaging in a physical short sale transaction is also prohibited. However