the explanation attached hereto. Clause 4. In the case where the securities company desires to submit a financial statement under Clause 3 to the Office in the form of electronic data, the securities

Notification and shall also comply with the explanation attached hereto. Clause 4. In the case where the securities company desires to submit a financial statement under Clause 3 to the Office in the form of

rules for giving of investment advice and providing service related to trading of investment units, mutatis mutandis, except the case where specific requirements have been specified in this Notification

price case 146,000,000 x 100 = 12.02% 1,214,621,392 • Official assessment case 252,740,800 x 100 = 20.81% 1,214,621,392 • Sasipakdi Co., Ltd. case 149,755,000 x 100 = 12.33% 1,214,621,392 • Advanced

Notification on Standard Conduct of Business, mutatis mutandis, except in the case where this Notification prescribes specific regulations otherwise. 2 In contacting and providing services related to selling

report, the SEC probed into the case and found that the said companies and persons, without obtaining license under Section 90 of the Securities and Exchange Act B.E. 2535 (SEA), jointly operated

(Type 1), For instance, (1) Permitting investment in all kinds of real estate with an aim to seek returns from rental income for unitholders, given that such rental income may not be generated from an

case and found that the aforesaid persons jointly operated securities business without a license in violation of Section 90 of the Securities and Exchange Act B.E. 2535 (SEA). The said actions were

under this Notification shall be a limited company or public limited company which meets the qualifications prescribed under Clause 5, Clause 6, Clause 7 or Clause 8 of Chapter 1, as the case may be

under this Notification shall be a limited company or public limited company which meets the qualifications prescribed under Clause 5, Clause 6, Clause 7 or Clause 8 of Chapter 1, as the case may be. 4