thoroughly to the investing public; thereby limiting chances for a certain person or group of persons to exploit it as a channel for seeking benefit or intervening the fund?s operation. The SEC will therefore
SEC, the requirement of which has been applicable to providing the said service to retail investor.?Revision of regulations aims at facilitating more convenience for business operation in providing
under Thai law and simultaneous offerings in local and foreign markets. The SEC, however, may revoke approval for operation if any CRA fails to comply with the IOSCO standards or is revoked by home
มาเป็นผู้บริหารของบริษัทหลักทรัพย์ A ด้วย (Day to day Operation) สามารถทำได้หรือไม่ และในการดำรงตำแหน่งผู้บริหารสามารถทำงานเต็มเวลาได้เพียงแห่งเดียวหรือไม่ คำตอบ :
Mr. Kriengkrai lertsirisamphan Mr. Kriengkrai lertsirisamphan, the chairman of the executive committee (acting) and the managing director (acting) responsible for the operation of Professional Waste
Mr. Donald Ian Mcbain Mr. Donald Ian Mcbain, as a director responsible for the operation of K-TECH Construction Public Company Limited (KTECH), failed to supervise KTECH to prepare and submit the
, Mr. Maruphong and Mr. Chayakorn jointly sold the thermoplastic to third parties before the launch date of commercial operation. Instead of making the payment for the thermoplastic to IEC, the buyers
, Mr. Maruphong and Mr. Chayakorn jointly sold the thermoplastic to third parties before the launch date of commercial operation. Instead of making the payment for the thermoplastic to IEC, the buyers
Mr. Tanit Ratchanontanunkron Mr. Tanit Ratchanontanunkron, who is an authorized director of the MRC - BIZ Company Limited and is responsible for the operation of the company, shall be liable for an
Miss Suttirat Sewee Miss Suttirat Sewee, Director responsible for the operation of Thai Unique Coil Center Public Company Limited (“TUCC”) failed to supervise TUCC to prepare and submit (1) the