effect on businesses of securities company. In this case, in order to increase confidence of using back office services from service provider, the duties of securities company in arranging for these system
investigations into the case. With regard to investor rights protection, the SEC has rendered full support in coordinating and arranging discussions with the SET, the Association of Investment Management
) received assistance from the persons under (4) ? (7) in jointly arranging for a subsidiary company of TRITN, Splash Media Public Company Limited* (SPM), to enter a five-year rental contract for three
transfer was prearranged, starting from Auracha's opening a trading account for her mother without declaring their relationship to the company and arranging for the transfer even though it was not her duty
the company and arranging for the transfer even though it was not her duty to do so and she was not the investment consultant in charge of such client?s account. Auracha later arranged for AEC back
organizing activities involving large gatherings of people which may pose the risk of spreading the disease. In addition, the Bangkok Metropolitan Administration has issued an announcement dated March 21, 2020
. · Youth Leadership: Net Supatravanij, Co-founder, ila · SME Champion: Seeds 2 Sustain Co. Ltd. UN Women is organizing the Thailand WEPs Awards in collaboration with the SEC, the Office of Small
2019 ended March 31, 2019 as follows: Company’s Performance (unit: THB million) 2019 Percentage 2018 Percentage Revenue from co-production rights - - 0.21 100.00 Revenue from organizing concerts 5.62
organizing concerts 5.61 73.53 - - Sale income 2.02 26.47 - - Total income 7.63 100.00 0.51 100.00 Cost of co-production rights - - - - Revenue from organizing concerts (4.01) (52.56) - - Selling cost (1.13
about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client ’s assets shall be in custody of a third party, the intermediary shall provide efficient