://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8759 SEC instructs NUSA to clarify its asset disposition plan and revocation of share swap contract with WEH shareholders execution right of KPN Energy (Thailand) Co
’ digital assets to offset net capital required;(b) Specified details for added clarity on use of insurance policies;(c) Revocation of the provision concerning capital requirements for business operators
Board*. The SEC has therefore ordered a 10-year revocation of approval as a securities investment consultant. However, since the approval period has already ended, he is banned from re-entering as capital
The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as
Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading
Kornyachath as capital market business personnel for 10 years, starting from 9 December 2016. A re-entry application will not be accepted until the revocation period ends. ____________________ * Violation of
financial institution; (5) being in the period specified by the order of the SEC Office regarding suspension, revocation or prohibition from work in any position or any nature of work as personnel in
securities is significantly different from the purposes of use stated in the prospectus such as a cancellation, postponement or change of future investment projects, etc.; (4) the issuer or offeror of
suspension, revocation and termination of the approval to be the appraisal company in capital market and the lead appraiser approved under Chapter 1 or Chapter 2 shall be subject to Chapter 4. Clause 5 In
mutual fund established under the Securities and Exchange Act B.E. 2535 and to passively manage investment; (4) ETF operator is not subject to limitation or suspension of business or revocation of license