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Businesses" under the Digital Asset Executive Leadership Program (DiGi-X), Class 1 at the University of the Thai Chamber of Commerce (UTCC), together with Dr. Kulaya Tantitemit, Director General of the Revenue

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11002

SEC imposes civil sanctions on former director and executive of GIFT for failure to perform duties with responsibility, prudence, and integrity

–2020, Mr. Perajed Suwannapasri (then serving as director and executive of GIFT) facilitated a group of former GIFT sales employees in establishing Gratitude Global Co., Ltd. (now renamed Glooming Global

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12038

SEC public hearing on draft regulations defining the terms, “executive” and “business in the group” under the Digital Asset Businesses Law and the Securities Law

Bangkok, 2 April 2020 – SEC is seeking public comments on the proposed regulations concerning the definitions of “executive” and “business in the group” under the Digital Asset Businesses Law to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8063

SEC files criminal complaint against GISP Ltd. together with its executive and Navista Global Markets Ltd. for operating unlicensed derivatives business

Bangkok, September 11, 2012 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against GISP Ltd. (GISP), Mr. Supawit Sootisong, and Navista Global Markets Ltd. (Navista) for operating derivatives business without license. Following the reports on their suspicious unlicensed derivatives activities, the SEC conducted raids on GISP?s office located at 240/31 Ratchadapisek Rd., Huaykwang, Bangkok as well as Navista?s site. The evidence indica...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4711

SEC public hearing on draft notifications concerning definitions of “executive”, “business in group of digital token issuer” and “business in group of securities issuer”

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=618

SEC amends regulations to exempt digital asset fund manager licenses for SCs and AMCs managing digital asset investments under securities regulations

Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11640

SEC prepares to issue regulations that the “Chairman” and the “Manager” of IPO companies and listed companies to be different persons

separate the positions of the Chairman and the Manager. Accordingly, the Stock Exchange of Thailand will also adopt this principle for existing listed companies. It is expected that the requirement

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8561

บุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. : Facebook อ้างชื่อ CP Mutual Fund Manager.

Facebook อ้างชื่อ CP Mutual Fund Manager. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 29/05/2568)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='2116&CaseYY=2568

SEC Thailand’s public hearing on proposed amendments to the Digital Asset Fund Manager and Digital Asset Advisory Service in terms of customer services.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=775

SEC files a criminal complaint against 11 offenders (former GGC director, executive and associates) for dishonest acts related to raw material stocks causing damage to GGC, and notifies AMLO

The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8897