securities business shall be paid in advance before the first day of each calendar year except for the first year of obtaining the license whereby the license fee shall be paid upon receipt of the license at
period except for those of similar activities. 2. Further education 2.1 Certified Investment and Securities Analyst (CISA) or the Chartered Financial Analyst (CFA) course (at least Level 1) during the past
throughout the period except for those of similar activities. 2. Further education (UNOFFICIAL TRANSLATION) 2.1 Certified Investment and Securities Analyst (CISA) or the Chartered Financial Analyst (CFA
expiration of approval term. Session hours can be accumulated throughout the period except for those of similar activities. 2. Further education (UNOFFICIAL TRANSLATION) 2.1 Certified Investment and Securities
documents and evidence in full from the securities company, except in the case where there is a necessity to conduct further inspection of any facts and the Office has informed the securities company of such
of consideration of the application within thirty days from the date in which the Office receives the documents and evidence in full from the securities company, except in the case where there is a
(2) and Clause 13 (3); (2) the appointee shall be a permanent employee of the management company and able to work full-time for the management company except that such person holds the position of