SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Enforcement ( 1 ) Law and Regulations ( 1 ) Documents Any Documents aspx ( 1 ) http://172.19.1.196:8983/solr/secweb
SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Enforcement ( 1 ) Law and Regulations ( 1 ) Documents aspx ( 1 ) http://172.19.1.196:8983/solr/secweb/select?q
Bangkok, 2 February 2024 – The Securities and Exchange Commission (SEC) has appointed Police Lieutenant Colonel Sutthisak Jitpimonmas as Assistant Secretary-General – Enforcement 2, in charge of the
Bangkok, 12 October 2017 ? The SEC discloses the latest updates on the civil sanction statistics since the means of enforcement became effective on 12 December 2016, with the total of 21 natural and
and enforcement powers and implementation of an effective compliance program. 1 mailto:thanikul@sec.or.th mailto:mutta@sec.or.th 2. สรุปภาพรวมในการปรับปรุงแบบรายงานกรณีกองทุนรวม โดยที่ปจจุบนับริษัทจัด
securities and derivatives industry and the Thai capital market. Key topics included the implementation of Artificial Intelligence (AI) in securities and derivatives businesses, best practices for utilizing AI
insights with member countries on globally significant issues. Key topics included Sustainability Related Disclosure, Financial Inclusion, the implementation of Supervisory Technology (SupTech), and the
capital market as well as SMEs’ and startups’ capital market access to funding sources. The regulators came to a mutual decision to further explore ways for development and implementation of connectivity
Forum (ACMF)?s implementation plan, the ASEAN CIS framework and the common standards concerning qualifications of the cross-border funds, management companies and fund supervisors, local representatives