] affecting clients, investors, the company, shareholders as a whole, money market or capital market on a whole as specified as prohibited characteristic in Group 3 under Clause 31. Clause 29 The following
guidelines for investor contacts; (c) Relevant laws such as anti-money laundering law, law governing commercial banking, etc. The Office will not determine attendance hours of the activities under 2.1 and 2.2
for investor contacts; (c) Relevant laws such as anti-money laundering law, law governing commercial banking, etc. The Office will not determine attendance hours of the activities under 2.1 and 2.2 so
operation at a departmental level in the company; (6) “work experience” means work experience in a financial institution or other organizations in a line of work relating to money market or capital market, or
of work relating to money market or capital market, or work experience in the management level that is beneficial to management of derivatives business, or experience as an academic expert or
house as required by such clearing house. In this regard, any offsetting position between clients is prohibited. Clause 7 A derivatives broker shall not lend money to clients for a purpose of depositing
, any offsetting position between clients is prohibited. Clause 7 A derivatives broker shall not lend money to clients for a purpose of depositing margin for derivatives trading. 5 Repealed and replaced
advance) in the amount of 422.43 Million Baht, increased from the year 2017 in the amount of 258.62 Million Baht or 157.88%, as a result of the advance received money that the company received when starting