continuously engaged in discussions and cooperation with the SEC, AMLO, and other relevant agencies. This ongoing collaboration has culminated in the signing of the MOU among the three organizations today, aimed
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that six individuals, with relationship among themselves, had engaged in PRINC
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged
: Allowing business operators – also engaged in digital asset businesses and unable to maintain net capital due to rapid increases in the value of digital assets in custody or the trading volume of digital
) Discontinuing non-broker operations and ensuring their compliance with specified regulations. It was found that the company engaged in other businesses that could lead to conflicts of interest, and these
sale of Eastern Cuisine does not meet the target. However, the company had engaged a financial advisor, who is not recognized by the SEC Office, to evaluate
(e.g., close relative) and engages in irregular trading while the company has not disclosed the inside information, shall be deemed to have engaged in insider trading as well. In addition, it is illegal
by regional capital market professionals. The ACMF has engaged with the industry through the ACMF Industry Consultative Panels (AICP) in developing proposals that meet their needs and will continue to
credibility and confidence of the industry and the capital market as a whole.”In this regard, the SEC has engaged in consultations with the Association of Thai Securities Companies (ASCO), the Association of
1 Tr - Translation - WRLE 016/2017 13 December 2017 Subject : Termination of land lease agreement of Metro East Town Project which is categorized as a connected transaction. To : Director and Manager