and January 20, 2025, Merkle failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems

Form 246-2 together with Forms 247-3 and 247-4 as required, which constituted non-compliance with the rules governing the acquisition of securities for business takeovers as prescribed by the Capital

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL

– September 3, 2025 Bitazza failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, Bitazza failed to provide appropriate internal systems and processes for

(Form 56-1, 2015), the annual report for the year 2015 (Form 56-2, 2015) in accordance with the specified rules; and has failed to submit the reviewed financial statement for Q1/2016, the reviewed

specified rules; and has failed to supervise AIE to submit the reviewed financial statement for Q1/2016, the reviewed financial statement for Q2/2016 to the SEC and the SET within the specified period. The

the year 2015 (Form 56-1, 2015), the annual report for the year 2015 (Form 56-2, 2015) in accordance with the specified rules; and has failed to submit the reviewed financial statement for Q1/2016, the

the specified rules; and has failed to supervise AIE to submit the reviewed financial statement for Q1/2016, the reviewed financial statement for Q2/2016 to the SEC and the SET within the specified

aimed to enhance clarity and consistency in the understanding and application of relevant rules and practices, strengthen credibility among internal and external stakeholders, and serve as a key mechanism

securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of interest and leaking of