qualifications as prescribed under Clause 2 or does not perform the duties of custody as prescribed under Clause 6, the Office may order such person to rectify its operation within a specified period of time or
as prescribed under Clause 2 or does not perform the duties of custody as prescribed under Clause 6, the Office may order such person to rectify its operation within a specified period of time or may
fund custodian. Checklist for Supporting Documents of an Application for Renewal of an Approval of Private Fund Custodian Particulars For the SEC Officer □ 1. Summary report of practices which does not
. Summary report of practices which does not comply with the law governing the undertaking of the applicant’s business for the period of past three years. □ 2. The information regarding personnel of the unit
company. In case the client does not have any transaction for more than six month, the securities company shall deliver a report of the client’s assets to such client at least once every six months within
does not have any transaction for more than six month, the securities company shall deliver a report of the client’s assets to such client at least once every six months within the seventh day of the
nature of investors does not correspond to the scheme as approved by the Office. Once the approval has ceased, the management company shall fairly return payments for subscription for investment units to
investment units, the number of unitholders or the nature of investors does not correspond to the scheme as approved by the Office. Once the approval has ceased, the management company shall fairly return