of Thailand (SET)?s referral, the SEC?s further investigation has revealed that Paweena, then president and chairman of the executive board of UMI, together with Punnaporn, Warunya and Trairath agreed
inappropriate acts.Vorapol Socatiyanurak, SEC Secretary-General revealed after the first quarter meeting of 2013 between the SEC and the ASCO that the meeting has agreed to be responsive to the bullish market
balance between supervision on securities offering and investor protection.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved relaxation of
Bangkok, October 28, 2014 - The SEC revealed that the Settlement Committee imposed a fine of 768,925 baht on {A} for manipulating share price of Sahaviriya Steel Industries Plc. (SSI).With the
region with foreign investment funds as well as using mutual funds to help solve a lack of savings. Vorapol Socatiyanurak, SEC Secretary-General revealed after the last quarterly meeting of 2014 with the
Bangkok, February 13, 2012 - The SEC is keeping close watch on the blacklist to be announced next week by Financial Action Task Force on Money Laundering (FATF), revealed SEC Secretary-General
Bangkok, November 27, 2013 - The SEC revealed that the Settlement Committee imposed a total fine of 10,488,534.01 baht on {A} for using inside information to purchase {X1} Plc. shares; as well as {B
. (“Company”) had submitted the financial statement for the three-month period ended March 31, 2017 which revealed that the company’s statement result of operations with net profit of 41.85 million baht
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
amount of 50 percent of the total shares. The sale agreement was signed on 20 October 2023. Additionally, it was revealed Mr. Raúl Rocha was CEO of Legacy Holding Group USA Inc. Therefore, the information