affecting the price or volume of the securities, and placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be
Public Company Limited (“MSC”) by placing trading orders or trading MSC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and
information affecting the price of BIG shares, and legally w presumed to have knowledge or possession of, and access to such information sold BIG shares through his securities trading account by using such
Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for
regular review as to adequacy of measure and system for preventing and managing conflicts of interest as prescribed in sub clause (2). Additionally, in case there is an occurrence affecting the preventing
affecting economies and capital markets. The discussion included successful strategic approaches and future directions. Additionally, SEC Deputy Secretary-General met with representatives from ASIFMA and
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to
issues that are affecting its business operation.Specifically, the SEC is instructing IFEC to ensure that the company and the subsidiaries will prepare the respective financial statements, have the auditor
introduced under the revised regulations enabling the issuer to make several offers for sale of debt securities by simply filing securities? features and additional information in case of the event affecting