Personnel in Capital Market dated June 3, 2014; classified as prohibited characteristics of personnel in capital market according to Clause 31(1) of the same Notification. Meanwhile, {A}, then a branch
/marketing) เนื่องจากเจ้าหน้าที่ที่ตัดสินใจซื้อขายเพื่อบริษัท (trader)มุ่งหวังการทำกำไรเพื่อบริษัทเป็นสำคัญ แต่เจ้าหน้าที่ติดต่อลูกค้า (sales staff) มีหน้าที่ชักชวนหรือให้คำแนะนำการลงทุนแก่ลูกค้า
No. KorThor. 3/2551 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investors _____________ By virtue of Clause 3 and Clause 9 of the Derivatives Act B.E.2546 (2003
and Investment Consultant dated January 18, 2012; classified as prohibited characteristics of personnel in capital market according to Clause 6(1) and (2) of the of the Notification of Capital Market
intends to extend the due date by rolling over or extend the period of the deposit, such asset may be classified as a long-term deposit at a financial institution or an investment (as the case may be
date by rolling over or extend the period of the deposit, such asset may be classified as a long-term deposit at a financial institution or an investment (as the case may be); provided that such policy
., is suspended for three months for failing to take care of a client's account, and instead assigning her subordinate who was an authorized trader to contact, solicit and give advice on securities
Commission No. KorThor. 3/2551 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investors _____________ By virtue of Clause 3 and Clause 9 of the Derivatives Act B.E.2546
Retail on the Stock Exchange of Thailand through the big lot trading process as soon as the stock exchange opens for trading. The transaction size of divestment of shares in WG is classified as the