management company shall comply with other notifications which specify rules related to funds in the following matters: (1) the details of the fund project; (2) the stipulation of the commitment between the

obliged to report such investment to be in accordance with the Regulations of the Stock Exchange of Thailand Re: Rules, Conditions and Procedures Governing the Disclosure of Information and Other Acts of a

Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of

. Details of the applicant (pursuant to Clause 7 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting of Approval

The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that

SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai

and fund supervisor as well as investment requirements.   The offering of ASEAN CIS will be made through securities companies in Thailand and in compliance with disclosure rules comparable to the

imposed fines on the aiders. (Details in the SEC News Release No.79/2010 and 91/2010). ?Share price manipulation is unfair trading. It damages confidence of investors and all stakeholders in the capital

understand and comply with the regulations prescribed in the said Notifications properly, the SEC would like to provide clarificatory notes to the Notifications and relevant guidelines, with details as follows

the Notifications and relevant guidelines, with details as follows: 1. Objective of the Notifications To specify regulations supporting cross-border offerings of covered funds under HK-TH-MRF in