e-service Online Submission See canceled document Derivatives Agent >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified Date
e-service Online Submission See canceled document Derivatives Dealer >> Activities NOT deem TO be classified AS operating securities business Type Title Section See Document Status Notified Date
Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. The said actions were also classified as prohibited characteristics of personnel in capital market according to Clause 6
agreements relevant to the transaction to facilitate the NPL management and collection business operation. While the transaction is classified as a sizable related party transaction and asset acquisition, the
, GLAND?s major shareholder, they are classified as related party transactions and acquisitions of assets required the approval of shareholders? meeting. In this connection, GLAND will propose such
investment planner, classified as a new category of regulated capital market personnel.
of the company and shareholders as a whole. The above transactions are classified as high value acquisition of assets required the shareholders? meeting approval with the vote of at least three fourths
สำนักงาน ก.ล.ต. จะปรับรูปแบบการตรวจสอบไปใช้วิธีการตรวจกระดาษทำการของผู้สอบบัญชีที่สำนักงาน ก.ล.ต. (“remote inspection”) หรือนัดหมายการเข้าตรวจในช่วงที่สถานการณ์การแพร่ระบาดของ COVID-19 คลี่คลาย
site for supporting continuity of operation. Such alternative site should not use the same source of infrastructure as the main office, should have a location distant from the main office sufficient for
may arrange an alternative site for supporting continuity of operation. Such alternative site should not use the same source of infrastructure as the main office, should have a location distant from the