differed from what was discussed with the SEC or existed during a different timeframe from the time when the SEC considered the matter. Such use is considered to be for wrong purposes. Therefore, the SEC

c i rcu la te and communicate the change to the staff. • The audit firm should communicate audit manual and audit procedures to staff in every level in a reasonable timeframe and hold instructive

where debt issuers have used the channel for offering to a limited number of investors for the wrong purpose by extending such offer to high net worth investors who knew little information on the issuer

periods as well as popular funds seem to considerably attract more investment money than others.  Unfortunately, most investors tend to buy high and sell low, getting caught in a wrong market timing. It is

the account for the wrong purpose in contrary to the terms of service, and take action on the client who fails to comply with the terms of service, which shall include temporary suspension or

22.12.06 Thailand crypto catastrophes.ppt What could go wrong? Crypto catastrophes in 2022 Terra UST & LUNA May 2022 The Terra blockchain included a decentralized lending platform, Anchor. Anchor

trading digital assets as a means of payment for goods and services, the digital asset business operator is required to issue a warning regarding the misuse of the account for the wrong purpose in contrary

planning. Although they know they should hold diversified portfolios, many chase past performance and end up buying and selling funds at the wrong times. A fund’s published total return reflects a buy and

from poor timing and end up buying and selling at the wrong times. /Timing the market is too difficult. “It is a losing strategy” gChasing (short term) past performance has been a basic investment

. • Confident to exercise an investor’s rights. • Recognise that carrying out investors’ rights and responsibilities will reduce the possibility of an investment going wrong. • Recognise that all information in a