their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

/2020 20:30 Investment in bored pile and land lease agreement 12/11/2020 19:18 Land acquisition for the construction of the central warehouse, maintenance building and worker accommodation Remark:   Data

Disability Forum (ADF) และ Ms. Yadarnar Aubg, Representative of women migrant worker in Thailand ในงาน ASEAN Regional Campaign on Ending Gender-Based Workplace Exploitation (Phase 2) ซึ่งจัดโดยคณะกรรมาธิการ

used in legal proceeding in case of violation. Whistleblower protection ●  Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation

)  Director, executive or controlling person of securities issuing company (2)  Employee or worker of a securities issuing company who holds a position, or is in the line of  work, is responsible for or capable