SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
their own interests. They should also make necessary inquiries to the bondholder representative to obtain complete information before making an informed decision at the bondholders’ e-meeting
). The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the
their rights to protect their own interests. They should also make necessary inquiries to the bondholder representative to obtain complete information before making an informed decision at the
2: Consideration for approval of the change to the coupon rate. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the potential impacts on the
benefits and shortcomings as well as potential impacts on the bondholders both in cases of approval or decline of approval for the above matters with respective supporting reasons. The bondholders are
during the extended period of maturity. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of
also make necessary inquiries to the bondholder representative to obtain complete information before making an informed decision at the bondholders’ e-meeting. ____________________
also make necessary inquiries to the bondholder representative to obtain complete information before making an informed decision at the bondholders’ e-meeting. _______________________
qualifications and smart contracts by SEC-approved ICO portals; (3) There might not be enough necessary information disclosed for investors.(4) These is no business operators under SEC supervision allowed