SEC is proposing to amend the regulations on unitholding limitations of mutual funds. Proposed amendments include, for example, changing the methods of unitholding calculation and allowing mutual

to relaxing limitations on Thai investors having investment allocations abroad to enable their investment diversification. SEC Secretary-General Thirachai Phuvanatnaranubala said: ?The FSAP results

coordinate with auditors with regard to the auditors? observations so as for the companies to rectify any weaknesses before filing their IPO applications.? ?From now on, the SEC will strictly review the

. 3. Preparation for ASEAN capital markets integrationThe ASCO will conduct an in-depth analysis on the Thai capital market strengths and weaknesses in comparison with its regional peers in ASEAN to lay

remain accountable to their shareholders and investors. These practices not only affect listed companies’ strategic management, but also enable companies to better address their strengths, weaknesses

are yet to be monitored.  SEC Secretary-General Vorapol Socatiyanurak said: ?CG Watch survey is a useful reflection of our strengths and weaknesses for further improvement. It also shows where we stand

Reporting 17การป้อง ปราบ ปราม พฤติกรรมไม่เหมาะสม26 มีนาคม 2567 การบริหารความเสียง การปรามพฤติกรรมทีไม่เหมาะสมควรเนน้วิเคราะห์ความเสียง ดงัต่อไปนี • Operational risk from control weaknesses • Fraud risk

efficiency of frameworks for monitoring and analyzing systemic risk to examine circumstances and detect weaknesses promptly and prevent severe effects on the overall capital market. In addition, SEC engages

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...