this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The
are also very beneficial to the listed companies for improving both weaknesses and strengths for further development,? says Mr. Chanin Vongkusolkit, TLCA Chairman of the Thai Listed Companies
remain accountable to their shareholders and investors. These practices not only affect listed companies’ strategic management, but also enable companies to better address their strengths, weaknesses
are yet to be monitored. SEC Secretary-General Vorapol Socatiyanurak said: ?CG Watch survey is a useful reflection of our strengths and weaknesses for further improvement. It also shows where we stand
efficiency of frameworks for monitoring and analyzing systemic risk to examine circumstances and detect weaknesses promptly and prevent severe effects on the overall capital market. In addition, SEC engages
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
สารสนเทศ (security weaknesses) และรายงานบุคคลหรือหน่วยงานที่ทำหน้าที่รับแจ้งสถานการณ์ (point of contact) ทันที เมื่อพบความผิดปกติดังกล่าวทุกครั้ง [ ข้อ 3 แนวปฏิบัติ 3 ] คณะทำงานกลุ่มย่อย AIMC เสนอปรับ
there are weaknesses or inappropriateness for control and good operating practice; (5) arrange an incident response policy in case of any occurrence of a security incident to the information systems; (6