, particularly during the current escalating trading of securities with a high P/E ratio and under cash balance rule. SEC Secretary-General Vorapol Socatiyanurak said: ?The SEC has urged securities companies to

, particularly during the current escalating trading of securities with a high P/E ratio and under cash balance rule. SEC Secretary-General Vorapol Socatiyanurak said: ?The SEC has urged securities companies to

, particularly during the current escalating trading of securities with a high P/E ratio and under cash balance rule. SEC Secretary-General Vorapol Socatiyanurak said: ?The SEC has urged securities companies to

appropriate for scope, quantity and complexity of their businesses. In addition, risk management structure and system must be equipped with mechanisms for check and balance, control, monitoring, and escalating

following the policy rate increase by the US Federal Reserve, may see an economic slowdown during this quarter. Aside from their fragile economic fundamentals, these countries were vulnerable to capital

4.1 ประเด็นท่ีส านักงานเห็นควรปรับปรุงหลักการตามข้อเสนอแนะ (1) การก าหนดนิยามผู้ลงทุนกลุ่มเปราะบาง (“vulnerable investors”) ขอให้ก ำหนดนิยำมให้ชัดเจน และในกำรพิจำรณำว่ำเป็น vulnerable investors ไม่ควร ค

lockdown in Thailand was lifted and business activities resumed in this quarter. However, economic recovery remained vulnerable as service sector continued to be impacted by the absence of foreign tourists

เพียงพอ (escalating Investee companies) (5) เปิดเผยนโยบายการใช้สิทธิออกเสียงและผลการใช้สิทธิ ออกเสียง (6) ร่วมมือกับผู้ลงทุนอ่ืนตามความเหมาะสม (collective engagement) และ (7) เปิดเผยนโยบาย ธรรมาภิบาลการ

written investment governance policy, (4) making informed investment decisions and monitoring investee companies regularly, (5) escalating monitoring of and engagement with the investee companies in case of

orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid or offer demands at a given time, or it may be an obstruction to the buying or