probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
and ASCO, has worked on this project, aiming to achieve three objectives, consisting of Coverage: to expand the analysis on interesting securities that lack research papers, such as companies in
เติมพบว่า {ก} ไม่แจ้งหลักเกณฑ์ Volatile Stock ซึ่งเป็นข้อปฏิบัติเกี่ยวกับข้อมูลความเสี่ยงของหลักทรัพย์บางหลักทรัพย์ และภาระหน้าที่ในการชำระเงินค่าซื้อหลักทรัพย์ดังกล่าวให้ลูกค้าทราบก่อนที่ลูกค้าสั่งซื้อ
speakers. Dr. Bandid, the President and CEO of the Thai Institute of Directors Association, discussed interesting ideas on raising awareness on corporate governance in regional capital markets, while Mr
one on ?Capitalizing on Regional Growth Prospects: Enlarging Opportunities for Asset Management Companies? will be no less interesting as the panelists include Mr. Ashley Alder, CEO of Securities and
of investment, making wise investment and having capability of protection themselves, the results of which are expected to create positive attitude and perception to capital market as interesting
. Recently, there are an increasing numbers of companies interesting in raising funds through initial public offerings (IPO) of securities and being listed on either the Stock Exchange of Thailand (SET) or the
speculative businesses. Debt to equity ratio should not excessively increase because volatile situations may affect cycle and amount of expected cashflow; ? New business investment risk: it is not
of by unfair business operations. However, other types of risks are also present, such as business risks of entities and the risk due to volatile prices of digital assets.Lastly, “Knowing SEC’s