their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

of the country."Director-General of the Legal Execution Department, Ms. Ruenvadee Suwanmongkol, said: "The signing of this Memorandum of Understanding is a vital integration of the work of relevant

. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed companies’ performance, the SEC did not grant a waiver for

promoting of ESG disclosure and reporting. Investment analysts are playing the next vital role by integrating ESG-related information to their analysis. Since the integration of ESG factors into investment

which technology plays a vital role, particularly in management of enormous volume of information and documents.The project SMART SEC Administrative Office was launched and a number of systems were

. Using infrastructure funds to expedite development of the country will help reduce the government?s budgetary burdens and borrowing needs that could then be geared to other vital investments such as

, issuers, selling agents and investors. Their participation will be vital to enhance linkages between the Thai and global capital markets and thus uplift Thai capital market development. SEC Secretary