practical challenges, providing valuable insights for auditors to apply in their financial audits of IPO and listed companies. The event was held at the TFAC Building on 12 January 2024. 

frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be checked at the “investor alert” link https://market.sec.or.th/public/idisc/th

be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to

McGillivray, speaker from CFA Institute for sharing valuable knowledge on ESG through his practical experience at a workshop and mini case study sessions with about 200 Thai professionals from the securities

of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise

following Divisions and Departments:           2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General

valuable ESG information for use when analyzing and valuing securities. No global standard exists for integrating ESG information into investment analysis and valuation; the integration of ESG information

. She expressed gratitude to Mr. Richard McGillivray, Senior Director of Product Advocacy and Education for Asia Pacific at CFA Institute, for his valuable contributions. Mr. McGillivray led

, ThaiBMA is a valuable contributor of opinions and recommendations in practical matters that benefit the development of the Thai bond market,” said SEC Secretary-General. Over the years, the SEC and ThaiBMA

Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses