Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure
There have been a large number of holding companies that issue IPOs. These companies conduct various types of businesses and comprise many affiliates, both in Thailand and in other countries. In each group of companies, an affiliate acting as the central company is the one whichsets out policies and business directions for all affiliates and associated companies within that group of companies. The current rules require both the issuers as well as all affiliates that engage in the main bus...
แบบรับทราบความเสี่ยง (Structure Note)
percent of the NAV at daily closing. This liquidity boosting option is valid until 30 April 2020, as part of the key measures to help asset management companies manage the assets under management more
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
such application. These controls are implemented to ensure that transactions and data from both manual and automated processing are valid and completely and accurately recorded (ITGI, 2007). 6 Types of
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list in the database of the securities issuing companies due to having prohibited characteristics: O yes O no 6.17 Pending under the period prescribed by an order of an authorized organization under a
: O yes O no 6.17 Pending under the period prescribed by an order of an authorized organization under a foreign law to be revoked or prohibited to perform the duties of personnel in securities business