is relevant and reliable information to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it
inconsistent with normal market condition and cause disruption or delaying the functioning of the trading system of the trading venue, is liable to violation of the Securities Law. In addition, the amendments
information is an essential part of the disclosure required to enable shareowners and investors to make informed investment decisions. The term ‘non-financial’ is used to refer to information relevant to the
Purposes. No information received under this MoU will be used in any judicial or any other proceedings. In cases where an Authority seeks to use non-public information obtained under this MoU for Enforcement
(BLA) shares to be sold from the account of BKI in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net loss of 880.59 million
professionals ,outsiders of the organization. 1.4 There is timely management upon a detection of non-compliance with rules on integrity and code of conduct. 1.4.1 There are procedures for timely detection of the
IT Controls • General IT controls are policies and procedures used to control many applications to ensure that applications can operate effectively. These controls also include controls over IT
intended outcome of the Principles. The terms “corporation” and “company” are used interchangeably in the text. The Principles are non-binding and do not aim at detailed prescriptions for national
other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2/2014 of 168.79 million baht which significantly fell from the operating net profit of
investors, industry, and government to catalyse investments at a speed and scale sufficient to avoid dangerous climate change. Climate Bond: A climate bond is a bond used to finance – or re-finance - projects