within the period of five years prior to the date of application and have already passed a particular exam on gold futures and related governing rules (not required to take an exam on knowledge of other

Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)

growth of regional exchanges. In particular, the South East Asian exchanges have been developing collaboration among them so that it will eventually lead to each individual market being more efficient

than general mutual funds, the SEC deems it necessary to prescribe particular regulations on establishment of such funds. In addition, investment limits in property funds or real estate investment trusts

responsibility must be lived up with to boost confidence and upgrade standards in corporate governance for companies listed in Thailand.Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange

additional investment to upgrade office building’s facilities. - Administration expenses increased due to additional headcount required for the succession plan. Extraordinary items included 15.2 million baht

In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related

analysis on industry outlook to serve as information for making investment decision.As for the personnel, TIA was encouraged to upgrade right protection volunteers in the areas of analyzing financial

at the SEC Building.The cyber drill was part of the joint action plan since the establishment of the Thai Capital Market CERT or TCM-CERT, which aims to upgrade the Thai capital market's capacity in

particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any