sufficient information by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC
by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC probed into {A} case
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market...
facts confirmed by Zipmex Thailand. Therefore, it is considered that Zipmex Thailand deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led
liable to the offenses under the Securities and Exchange Act B.E. 2535 (1992)(SEA), as summarized below: 1. Concealing material facts regarding the interim dividend payment before the IPO, which should
criminal complaint against Roynet Plc. (Roynet) and Kittipat Yaoprukse for falsifying account to deceive other persons, recording false statement, concealing the report on buying and selling of securities
Wastech Exponential Company Limited (formerly known as Suntech Recycle & Decarbon Co., Ltd.), the issuer of STRD24DA bonds, will convene the Bondholders’ Meeting No. 1/2024 electronically on 26 November 2024 at 14.00 hours. The e-meeting will consider the following matters: (1) A two-year extension of the maturity date for redemption, to be due on 9 December 2026; (2) Repayment of the bond principal in two installments; the first one at the amount of 25 percent of the bond's valu...
JCK International Public Company Limited (JCK), the issuer of JCK209A bonds, will convene the Bondholders’ Meeting No. 2/2024 electronically on 27 November 2024 at 14.00 hours. The e-meeting will consider the following matters: (1) A one-year extension to the maturity date for redemption, from 27 December 2025 to 27 December 2026; (2) An increase in the interest rate from 7.25 percent per year to 7.50 percent per year during 27 December 2024 - 27 December 2025 (the original d...
JC Kevin Development Co., Ltd. (JCKD), the issuer of JCKD206A bonds, will convene the Bondholders’ Meeting No. 2/2024 on 19 November 2024 at 14.00 hours via electronic channel. The e-meeting’s agenda contains matters for consideration of approval as follows: - Extension of the maturity date for redemption of the bonds for six months, from 13 June 2026 to 13 December 2026; - Revision to the principal repayment conditions, from nine installments to four installments du...
Areeya Property Public Company Limited (A) convened an electronic bondholders’ meeting on 22 November 2024 at 13.00 hours to address matters related to 10 tranches of its bonds. However, it was determined that for five of the 10 tranches (i.e., A265A, A269A, A271A, A271B and A275A), the number of bondholders in attendance failed to meet the quorum requirements as stipulated in the bond terms and conditions. Therefore, the company has scheduled another e-meeting for these five tranches, to be hel...