enhancement for investment analysts and research, as well as securities professionals to build investor confidence and strengthen business competitiveness. The meeting also discussed certain business obstacles
Bangkok, February 12, 2013 ? The SEC encouraged the Association of Investment Management Companies (AIMC) to improve the performance calculation practice of asset management companies to be in line with international standards in performing their role of information disclosure to facilitate investors? investment decisions. SEC Secretary-General Vorapol Socatiyanurak said in the first-quarter meeting with AIMC: ?The SEC encourages the association to urge asset management companies in addition to...
Determination of Untrustworthy Characteristics of Company Directors and Executives
subject to civil sanctions by the Civil Sanction Committee has disqualified him from becoming a director or executive of a securities company or a listed company as he is deemed to possess untrustworthy
Exchange Commission No. KorChor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23rd January B.E. 2560 (2017). In this regard, I also attach my Passport
of further legal action. The criminal complaint above has caused the two individuals to have untrustworthy characteristics as director and executive of securities issuing company and listed company
, Mr. Somchit is deemed as having untrustworthy characteristics of a publicly held company director and executive on the grounds that the SEC filed the criminal complaint against him for his alleged
the ECD Police for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of directors and executives of issuing and listed companies*, and thus automatically
, have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company and listed company pursuant to the Notification of the Securities and Exchange
. KorChor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23rd January B.E. 2560 (2017) to the SEC Office, for the purpose of listing my name onto the