Bangkok, February 24, 2006 ? The SEC asserted its absolute impartiality in the investigation of all allegations related to the transactions of Shin Corporation Plc. ("SHIN") despite public criticism and the credibility issue concerning the UBS AG-Singapore ("UBS") statement earlier submitted to the SEC. The SEC held a press conference yesterday to announce the investigative results of the SHIN case. Like in any other cases, the SEC exercised its power and duty as assigned by the Securities...
taking administrative sanction against misconduct will be based on both the SEC?s perspective and views from experts through fair and transparent scrutiny process. In this regard, the committee?s first
Act (No.7), B.E. 2562 stipulates additional legal severance pay rates for employees who have worked for an uninterrupted period of twenty years or more. Such employees are entitled to receive
August 11-13, 2004. The Securities Analyst Consultative Committee, after its scrutiny process, concluded that Ms. Ratanatavananananda did not have any intention to manipulate SCIB-C1 price but failed to
rehabilitation plan by January 12, 2009 for the CMSB?s scrutiny. ?With the TSFC board?s decision to enter into the rehabilitation process so as to solve the company?s financial difficulties, the SEC deems it
will become effective only after securities issuers or their financial advisors have filed complete and finalized material information with the SEC for public scrutiny for 14 consecutive days. The
employees who have worked for an uninterrupted period of twenty years or more. Such employees are entitled to receive compensation at a rate of not less than that of the last 400 days’s compensation at the
expenses increased by severance pay rate for employees who have worked for an uninterrupted period of 20 years or more are entitled to receive compensation at a rate of not less than the last 400 days from
make recording tapes of telephone conversations with their clients, especially when securities suspected of being speculated or subject to frequent scrutiny are involved and in cases of inappropriate
, comprising Deputy Secretary-General, all Assistant Secretary-General, and 6 directors from various departments, for thorough scrutiny. Thus, no single person can close the case or distort the fact