worth $25? Who drained $600 million from FTX? November 20 & 21, 2022 Some fundamental problems • Hidden assets and liabilities • Conflicts of interest • Extreme leverage, often secured by risky assets
undisclosed except in the case of disclosure by virtue of law or for the benefit of the financial institution system or the public; (e) members shall not help or support fraudulently any act deemed to be an
the derivatives broker including spouse, cohabiting couple and minor children thereof, and any person who has facts or circumstances that allow the SEC to consider that he/she is the undisclosed
)/company. 4 Incorrect or incomplete disclosure of financial statements or annual report of listed company. ● Undisclosed items / incorrect disclosure of information ● Other related documents/evidence
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had to pay redundant expenses without the knowledge of the undisclosed information of such conflicts of interest, both before and after investing in such foreign funds; (3) failing to
://publish.sec.or.th/nrs/9602s.pdf แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ ธุรกิจ เช่น สัญญาเช่า สัญญาการใชสิ้ทธิ ประโยชน์ เป็นตน้ - เง่ือนไข และอายขุองสิทธิ - มี hidden asset อ่ืนท่ียงัไม่เปิดเผยหรือไม่ - ผลต่อการด า
Partnership As Hidden Price in Feasibility Study Review and adjust price to ensure meeting GHG reduction target Apply Carbon Price in Investment Decision Process per ton CO2e Clean & Green Strategic Direction
accounts in undisclosed manner (omnibus account); (2) Derivatives position limit of customer at any time; (Translation) Page 3 of 3 (3) Derivatives position of customer that is still open (open interest); (4