differed from what was discussed with the SEC or existed during a different timeframe from the time when the SEC considered the matter. Such use is considered to be for wrong purposes. Therefore, the SEC
the criteria for considering the qualifications of bond issuers with a record of using the funds for a wrong purpose. Additionally, the SEC is proposing to revise the wording in the relevant
proceeds in accordance with the standard terms and conditions** and revising the criteria for considering the qualifications of bond issuers with a record of using the funds for a wrong purpose. The
the account for the wrong purpose in contrary to the terms of service, and take action on the client who fails to comply with the terms of service, which shall include temporary suspension or
where debt issuers have used the channel for offering to a limited number of investors for the wrong purpose by extending such offer to high net worth investors who knew little information on the issuer
periods as well as popular funds seem to considerably attract more investment money than others. Unfortunately, most investors tend to buy high and sell low, getting caught in a wrong market timing. It is
carefully reviews the operational objectives, considering possibility of achieving the goals. Also, incentives and rewards granted to the employees should be reasonable and would not instigate wrong doing
expectations. Examples include standards for the investigation of problems relative to deposits, withdrawals and transfers made via electronic channels, and investigation of funds transfers going to the wrong
encrypted form and keep them separately from application system data; (8) limit the number of entering wrong passwords. In practice, there should not be more than 10 unsuccessful attempts; (9) transmit
E_1 Legal_FA_2015_12_29-c A brWCorpL.1hig A Executive Summary Management Discussion and Analysis For the Quarter Ended June 30, 2018 The Thai economy in the second quarter of 2018 gained further traction from the first quarter. The ongoing economic rebound was mainly driven by exports and tourism, whereas domestic spending and investment only gradually picked up. Still, the economy has yet to see strong across-the-board growth. The business sector remained challenged by new modes of competition...