Bangkok, July 21, 2009 ? The SEC urges investors to exercise prudence in their trading of ACL Bank Plc. ("ACL") shares due to unclear information about the Ministry of Finance?s decision to sell its
“Identify the most severe risks on a global scale over the next 10 years?” Source: World Economic Forum Global Risks Perception Survey 2021-2022 5 “What five risks will pose a critical threat to your country
Due to unclear issues of Daidomon Group PLC ("DAIDO")?s business operation in 2003, the SEC ordered DAIDO to arrange special audit by using auditor in the approved list of the SEC and submit the
transfers from the client?s account, which was deemed severe misconducts in contravention of the standards of conduct under Clause 11(1) of the Notification of the Office of the Securities and Exchange
.” However, the information disclosed by CPAXT may be incomplete or unclear regarding the joint investment in the said project. This could potentially impact the rights and benefits of the shareholders
subject to temporary trading suspension. In addition, the company must proceed to have new operating business to meet the SET regulations within 12 months while its business plan remains unclear
decision was based on the SEC?s findings of Wanvadee?s severe wrongful actions as follows: 1. Deceiving investors that she would open trading accounts for them and then asking them to transfer money to her
11(1) and (2) of the SEC Notification No. SorKhor 15/2548 Regarding the Approval of Investor Contacts and Standards of Conduct dated 21 June 2005. Owing to such severe offences, the SEC deemed
clients who suffered substantial damage from her misconduct which she avoided to acknowledge. This is a case of severe wrongdoing. The SEC, therefore, bans Napasanan from being an investor conduct in the