Bangkok, July 21, 2009 ? The SEC urges investors to exercise prudence in their trading of ACL Bank Plc. ("ACL") shares due to unclear information about the Ministry of Finance?s decision to sell its
Due to unclear issues of Daidomon Group PLC ("DAIDO")?s business operation in 2003, the SEC ordered DAIDO to arrange special audit by using auditor in the approved list of the SEC and submit the
.” However, the information disclosed by CPAXT may be incomplete or unclear regarding the joint investment in the said project. This could potentially impact the rights and benefits of the shareholders
subject to temporary trading suspension. In addition, the company must proceed to have new operating business to meet the SET regulations within 12 months while its business plan remains unclear
company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
aforementioned assets. Moreover, the backgrounds surrounding NUSA’s petition for the Court’s revocation of the share swap contract with WEH shareholders remained unclear, with anticipated potential impacts on NUSA
, e.g., exposure to high default risk, low return rate, unclear usage of funds, and non- transparent approval of transaction. The purchase of DEVA shares, a company with unstable financial status, and JJ
been submitted for consideration of the company?s board of directors but the SEC is of the opinion that such explanation was unclear and inadequate.With the reasons mentioned above and the issues raised