investment before soliciting customers, especially the elderly aged 60 years old or more and inexperienced investors, to invest in fund products suitable for their risk profile

evaluations and at appraisals – what is emphasis on commercial objectives, or technical ability? 4 What is the risk of inexperienced people being out of depth at client (and effect on their dealings with client

/targets/recovery rates? 7 What is the risk of inexperienced people being out of depth at client (and effect on their dealings with client and superiors) – how is this prevented? What process does the firm

(เพลยี)...” เลอืกกองทนุอยา่งไร ใหคุ้ม้คา่ท าเนยีน, Dr.Nut, aommoney.com Some pieces of (unbiased) advice. Outlines  Fees: a sure thing  Performance: managers or markets  Trackers: low-cost investment

coefficients between the variables is greater than 0.8 (Harvey, 1990) 3. The heteroskedasticity test for model residual (iε) for the unbiased predictor, consistency and efficiency of the model through White’s

Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...

333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information  This report is available for download on the SEC website: www.sec.or.th  For more information, p...

unbiased basis and takes into account forward-looking factors throughout the transaction’s lifetime. The expected credit loss measurement concept may lead to volatility of impairment loss in accordance with

represent; d) generally be neutral and report activity in a fair and unbiased way except where there is uncertainty. Prudence should prevail such that assets and income are not overstated and liabilities and

errors and as such have no explanatory power. As a consequence, the estimated coefficients in the structural equation (2) are unbiased by measurement errors whereas regression coefficients in equation (1