Bangkok, December 14, 2007 ? The SEC has clarified the methods for calculating the net asset value (NAV) of the share of PTT Public Company Limited (PTT) and the redemption procedure for mutual funds
The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
offence under Section 241, which is the SEC?s standard procedure. The investigation has been underway but not yet completed.2. Front running ? Despite not being subject to the criteria of an offence under
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...
to apply information from their observation trip to their studies under such program. The lecture was held on 3 March 2023, at the SEC Building.
investment unit selling.The SEC led Thai private sector on a business trip to Japan in February to meet Japanese executives from both public and private sectors, aiming to strengthen collaboration with FSA
2018 Trip Mil.Baht Income pertrip Trip Mil.Baht Income pertrip - Donsak - Samui Island 3,263 102.30 31,352 3,201 98.67 30,825 - Donsak - Phangan Island 1,137 54.28 47,741 1,118 52.41 46,878 - Samui
) nights and will receive one (1) time of the special one-day trip on a luxury Cruise Ship: Yachting Experience the Pearl of Andaman. 4. The total value of consideration and conditions of payment The Company
SEC probed into the case and found that her client had authorized her to sell securities in the client account during the client's overseas trip, if getting profit, while the client would make the
over 25 years with Toyota Yaris as a highest prize. For AEON Royal Orchid Plus Platinum card holder, campaign is round trip tickets to Japan and Vienna, Austria to celebrate 5 th year anniversary