treated as breaches. A signatory’s clients and beneficiaries should be careful to respond to the statements from the signatory in a manner that supports the “comply or explain” process and bears in mind the
of this amendment is to ensure that customer complaints are handled appropriately, especially in the case where the operator failed to comply with relevant regulations. It also aims to ensure that
should be treated well, in particular their financial wellness. Currently, employee savings remain modest as many of them have no saving or save with a little money while facing problem with their level
assistance to people who are hapless or are treated unfairly. The assistances consist of (1) providing legal aids to people who needed at official places, such as court, police stations, and other
as to ensure that such complaint is handled within an appropriate period and following the procedures and means as determined in sub-clause (2); Clause 3 A derivatives broker shall proceed with a
handled by qualified investor contacts to better investors? understanding on the products, providing that adequate number of such investor contacts is also critical. The SEC advice on the development is
that shareholders of the same series or class are treated equally and afforded protection against abusive or oppressive conduct by the company or its management, including market manipulation, false or
the seller to compensate the purchaser in the case where the delivered goods do not meet the standards stipulated under the contract shall not be treated as permitting the party having the obligation to