Complex Type 2 Investment Consultant
transfer fee in case of transfer to another fund of the same type under the same management within deadline. The waiver would not apply to the brokerage fee.The consultation paper is available at
Bangkok, November 10, 2015 ? SEC promotes another long-term savings channel for exiting employees by allowing them to transfer the total benefits in the provident funds (PVD) to retirement mutual
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
Bangkok, July 23, 2015 ? The SEC warned investors of scams involving money transfer into the securities firms? accounts by offering wealth management services with high rate of returns and other
transfer of proceeds from PVD to Retirement Mutual Fund (RMF) in preparation for the amendment to law on provident fund. The proposal aims to provide PVD members unable or not intending to maintain their
accounts to transfer fund or digital assets in order to safeguard themselves from frauds. Investors are strongly advised to contact Bitcoin Co. Ltd. (BX) via its website at https://bx.in.th/ only. The
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives