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SEC proposes to amend regulations to enhance customer complaints’ handling

undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring the business operators to submit the report in electronic form instead of paper in order to reduce burden on

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8757

SEC plans to amend criteria on equity instruments allocation.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=871

SEC orders KC to amend financial statements and arrange a special audit

Bangkok, 6 January 2017 ? The SEC has ordered K.C. Property Public Company Limited (KC) to amend its annual financial statements for the year 2015 and the interim financial statements for the third

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6591

SEC instructed RICHY to amend its registration statement and extend IPO subscription period

Bangkok, July 31, 2014 ? The SEC ordered Richy Place 2002 Plc. (RICHY) to amend information in the registration statement concerning comparison of P/E ratios of the company and the industry to be

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5513

\(Microsoft Word - Translation PVD-amend \\\(\\305\\247 web\\\) \\251\\272\\321\\272\\267\\325\\350

\(Microsoft Word - Translation PVD-amend \\\(\\305\\247 web\\\) \\251\\272\\321\\272\\267\\325\\350 4 160418\) (Unofficial Translation)* PROVIDENT FUND ACT (No. 4) B.E. 2558 BHUMIBOL ADULYADEJ, REX

https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-pvd2015-no4.pdf

The SEC is proposing to amend the IPO reporting rules to improve investors' decision-making by providing more timely information

is therefore proposing to amend the governing rules and regulations, as summarized below:(1) In addition to the existing requirements for reporting initial public offering (IPO) results (Form 81-1-IPO

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10373

SEC proposes to amend annual fee regulations imposed on listed companies not submitting the annual financial statements to keep pace with current environment

Pursuant to the existing regulations that have been effective since 2004, listed companies are required to pay an annual fee for submission of the annual registration statement to the SEC. In this regard, the annual fee is calculated based on the shareholders’ equity presented in the financial statements for the latest accounting year that have been submitted to the SEC. In case of a listed company not submitting the latest annual financial statements within the specified period, the SEC will ca...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8892

SEC invites public opinions on proposed law amendment concerning regulations of intermediaries in the capital market to increase efficiency in technology adoption for development of business and infrastructure in the capital market

technology, such as provision that requires business operators to disclosure its financial statements to the public via traditional channel only. Moreover, the current laws do not clearly state the SEC’s

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8780

FS_PAGE_0771_E_2011-08-30_7185983392.pdf

Headline: SEC has ordered YNP to amend its financial statements Quarter 3, 2010 and Yearly, 2010 Source: SEC Announcement Details Financial statements commands from the SEC Subject SEC has ordered

http://capital.sec.or.th/webapp/corp_fin/datafile/FS/FS_PAGE_0771_E_2011-08-30_7185983392.pdf

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services for customers, the securities company shall open Monday to Friday from 8.30 A.M. till 5.00 P.M. and close on weekend and traditional holidays as notified by the Office on a yearly basis; (2) in case

https://publish.sec.or.th/nrs/4423pe.doc