Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29
trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had
and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A
strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
as a chief legal counsel for KARAT?s takeover deal before it was publicly disclosed.Following the results from the investigation on the trading of Grand Asset Development Plc. ("GRAND") shares in 2006
cause changes in the trading price and volume of the securities involved. The SEC, therefore, urges the investing public to exercise prudence in making investment decisions based on such news. Investors
Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume. He
mai. This manipulation involved continuous trading activities both before the morning trading session and during intraday trading. Examples include placing large-volume buy and/or sell orders across